The Journal of Thoracic and Cardiovascular Surgery
Volume 139, Issue 2 , Pages 387-394, February 2010

Predictors of survival in patients with persistent nodal metastases after preoperative chemotherapy for esophageal cancer

Read at the Eighty-ninth Annual Meeting of The American Association for Thoracic Surgery, Boston, Massachusetts, May 9–13, 2009.

  • Brendon M. Stiles, MD

      Affiliations

    • Division of Thoracic Surgery, New York Presbyterian Hospital, Weill Cornell Medical College, New York, NY
  • ,
  • Paul Christos, PhD

      Affiliations

    • Department of Biostatistics and Epidemiology, New York Presbyterian Hospital, Weill Cornell Medical College, New York, NY
  • ,
  • Jeffrey L. Port, MD

      Affiliations

    • Division of Thoracic Surgery, New York Presbyterian Hospital, Weill Cornell Medical College, New York, NY
  • ,
  • Paul C. Lee, MD

      Affiliations

    • Division of Thoracic Surgery, New York Presbyterian Hospital, Weill Cornell Medical College, New York, NY
  • ,
  • Subroto Paul, MD

      Affiliations

    • Division of Thoracic Surgery, New York Presbyterian Hospital, Weill Cornell Medical College, New York, NY
  • ,
  • James Saunders, BS

      Affiliations

    • Division of Thoracic Surgery, New York Presbyterian Hospital, Weill Cornell Medical College, New York, NY
  • ,
  • Nasser K. Altorki, MD

      Affiliations

    • Division of Thoracic Surgery, New York Presbyterian Hospital, Weill Cornell Medical College, New York, NY
    • Corresponding Author InformationAddress for reprints: Nasser K. Altorki, MD, Division of Thoracic Surgery, Department of Cardiothoracic Surgery, Suite M404, New York Presbyterian–Weill Cornell Medical Center, 525 East 68th St, New York, NY10021.

Received 18 May 2009; received in revised form 3 September 2009; accepted 1 October 2009. published online 14 December 2009.

Objective

In patients with esophageal cancer, a complete pathologic response after preoperative therapy is universally regarded as a favorable prognostic factor. However, less is known about factors predictive of outcome in patients with persistent nodal disease. The purpose of this study is to determine which variables affect survival in this patient population.

Methods

We reviewed a prospectively maintained esophageal cancer database. Patients with positive lymph nodes after preoperative therapy and surgery were selected. Predictors of survival were examined univariately using the log–rank test. Factors identified at P < .20 by univariate analysis were selected for inclusion in a multivariate model.

Results

Ninety-six patients with 1 or more positive nodes received preoperative therapy. Pathologic T classification was 0 to 2 in 25 (26%) patients and 3 to 4 in 71 (74%) patients. In 29 (30%) patients, nonregional nodal disease was present (M1). Final pathologic stages were IIB in 18 (19%), III in 49 (51%), and IV in 29 (30%). Postoperatively, 44 (46%) patients received additional chemotherapy. On univariate analysis, pathologic stage, pathologic T classification, and number of positive nodes significantly affected overall survival. On multivariate analysis, clinical stage (hazard ratio [HR], 2.25; P = .05), pathologic T classification (HR, 3.06; P = .006), and number of positive nodes (HR 1.03 per node, P = .09) were significant predictors of overall survival.

Conclusion

Long-term survival can be achieved in patients with esophageal cancer who have persistent nodal disease after neoadjuvant therapy and surgical resection. Clinical stage, pathologic T classification, and number of positive nodes best predict survival. Nonregional nodal disease does not adversely affect outcome. Postoperative chemotherapy conferred no additional survival benefit in this patient population.

CTSNet classification: 7, 8.7

Abbreviations and Acronyms: CI, confidence interval, HR, hazard ratio, pCR, complete pathologic response, PET, positron emission tomography, pT, pathologic T

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 Disclosures: None.

 Dr Christos was partially supported by the Clinical Translational Science Center (CTSC) (UL1-RR024996) grant.

PII: S0022-5223(09)01325-7

doi:10.1016/j.jtcvs.2009.10.003

The Journal of Thoracic and Cardiovascular Surgery
Volume 139, Issue 2 , Pages 387-394, February 2010